Series 28: Customer Account Designation

Taken from our Series 28 Online Guide

Customer Account Designation

Member firms generally may only carry an account on their books in the name of the customer. However, an account may be designated by a number or symbol, provided the member has on file a written statement signed by the customer attesting to the ownership of that account.

FINRA Rule 3250

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Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

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Nikita Brown, BMI. Atlanta, GA

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