Series 28: Form BD

Taken from our Series 28 Online Guide

Form BD

An application for registration (Form BD) must be filed with both FINRA and the SEC, identifying the type and nature of the applicant’s business and in what states it will operate. If other businesses provide services to the applicant or if

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I wanted to let you know I passed my Series 28 today!! Thanks for great prep materials. I have been working really long hours at my job and it was a challenge finding the time to study. The video lectures proved to be a big help. I’m glad that exam is over!!!

Nikita Brown, BMI. Atlanta, GA

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Gayle Espinosa. Los Angeles, CA

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