Series 28: Verification By Principal

Taken from our Series 28 Online Guide

Verification by Principal

Before signing Form U4 for submission, a principal must verify the applicant’s employment for the prior three years and attest to the character and reputation of the applicant.

+ Read More

More Series 28 Info

What are people saying?

Create an Account

Since you're reading about Series 28: Verification By Principal, you might also be interested in:

Series 65 - Short Interest Ratio

Series 79 - 6.2.3. Types of Prospectus

Series 50 - Other Protective Covenants

Series 24 - Broker-Dealer Registration

Series 82 - Filing Requirements and Review Procedures

Series 53 - Four-Year Minimum Requirement

Series 7 - 14.1.3 Changes in Account Name or Designation

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I wanted to let you know I passed my Series 28 today!! Thanks for great prep materials. I have been working really long hours at my job and it was a challenge finding the time to study. The video lectures proved to be a big help. I’m glad that exam is over!!!

Nikita Brown, BMI. Atlanta, GA

I took this Series 28 today and passed on my first try! I think the practice exams helped a ton, though in general, I would say the actual test seemed (at least to me), more difficult than the practice exams. Either way, couldn't have done it without the Solomon Exam Prep.

Gayle Espinosa. Los Angeles, CA

Passed that bad boy (Series 79) weeks ago with an 86, kicked its ass. I hate leaving that much room, means I wasted time. Thanks for everything.

Jeff S., Upper Nyack, NY

I recently passed the series 62 & 63 FINRA exams (first try). The practice exams (with never repeating questions), helped prepare me thoroughly for the challenging questions ahead on the actual tests. Thanks Solomon!

Austin Najib, Key West Investments, San Gabriel, CA

Stick to the plan and pass! 4 times in a row, 7, 63, 24 and now 79. You can't beat the Solomon materials.

Eric Altmann