Series 28: Designation Of OSJ General Principal

Taken from our Series 28 Online Guide

Designation of OSJ General Principal

Each OSJ is required to designate at least one General Principal to be responsible for the supervision, not only of the activities of the registered representatives and other principals in its own office, but also in any branch office under its jurisdiction. This General Principal must be physically present at the OSJ he supervises on a regular

+ Read More

More Series 28 Info

What are people saying?

Create an Account

Since you're reading about Series 28: Designation Of OSJ General Principal, you might also be interested in:

SIE - 7.5.1. Balance of Payments

Series 65 - 10.11.7.1. Best Practices for Forming a Cybersecurity Plan

Series 66 - Ticker Information

Series 22 - 2.4.5. Limitation on LLC and Limited Partnership Loss Deductions

Series 51 - Municipal Securities Definition

Series 65 - Speculation

Series 66 - Exercise

Series 7 - 13.4.3 Outside Accounts of Associated Persons

Series 65 - 3.1.4.1. Shareholder Voting Rights

Series 79 - NASDAQ Passive Market Making (Rule 103)

Series 53 - Disqualification Rules and Disciplinary Actions

Series 63 - Investment Adviser Representative Registration

Series 50 - Dollar/Yield Price

Series 79 - 3.5.6. Compound Annual Growth Rate

Series 63 - Excessive Trading

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I took this Series 28 today and passed on my first try! I think the practice exams helped a ton, though in general, I would say the actual test seemed (at least to me), more difficult than the practice exams. Either way, couldn't have done it without the Solomon Exam Prep.

Gayle Espinosa. Los Angeles, CA

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I wanted to let you know I passed my Series 28 today!! Thanks for great prep materials. I have been working really long hours at my job and it was a challenge finding the time to study. The video lectures proved to be a big help. I’m glad that exam is over!!!

Nikita Brown, BMI. Atlanta, GA

Recently passed the FINRA Series 22 Exam. Though the exam is short, the material is obscure and not what you deal with every day in the industry. Solomon did a great job of putting together material and providing a deep understanding. After about 6 weeks of studying and taking 2 practice exams a day, I passed the exam on the first try! Thanks for putting together a robust training product.

Eric Stroehle, Steelwater Wealth Management. Oakville, CT

Passed the SIE on the first try. Solomon Exam Prep is definitely the way to go. Just follow your study guide. The practice exams are where Solomon truly shines. I will certainly be using Solomon for the Series 7.

Brandon Collins, Benchmark. Memphis, TN

Passed my Series 65 on the first try! Solomon really has everything you need to pass. I followed the recommended schedule and took a ton of practice tests. This gave me a ton of confidence and it paid off!

Andrea Rivera, ForUsAll. Salt Lake City, UT