Series 28: Appeals

Taken from our Series 28 Online Guide

Appeals

Within 25 days after a decision has been made, a respondent, the Department of Enforcement, or the Department of Market Regulation may file a written notice of appeal with the NAC, which will appoint a subcommittee to hear the appeal. Based on oral arguments, the record on review, and any new evidence that may be entered, the subcommitte

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I took this Series 28 today and passed on my first try! I think the practice exams helped a ton, though in general, I would say the actual test seemed (at least to me), more difficult than the practice exams. Either way, couldn't have done it without the Solomon Exam Prep.

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