Series 66: Types Of State Registration

Taken from our Series 66 Online Guide

Types of State Registration

At the state level, the actual registration process itself varies slightly, depending on the nature of the security being registered, previous registrations in other jurisdictions, etc. The three registration methods are:

• Registration by qualification
• Registration by coordination
• Registration by filing, also known as registration by not

+ Read More

More Series 66 Info

What are people saying?

Create an Account

Since you're reading about Series 66: Types Of State Registration, you might also be interested in:

Series 24 - 5.11.1.1.1. Definition and Marking Requirements

Series 99 - 1.2.2.7.2 Minimum Maintenance Requirements

Series 53 - Alternative Trading Systems Records

Series 7 - 16.7 ABLE Accounts

Series 7 - 4.11.2. Bank Qualified Bonds

Series 50 - Exercise

Series 65 - Internal Rate of Return (IRR)

Series 63 - Chapter 4

Series 7 - Exercise

Series 82 - 4.1. Subscription Agreements

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Karen- I passed the Series 66! I cannot even begin to say thank you enough times. I continue to be impressed and amazed by your program.

Sarah Boone, Wells Fargo, Atlanta, GA

Thanks to you guys, I passed my Series 7 the first time around on Tuesday the 21st. The information given was not only accurate but easy to absorb due to the way the material was set up in your course. I will back to study the Series 66 with you.

Albert Jose, AXA Advisors, Menifee, CA

Your Pass the 7 and Pass the 66 training manuals were really well written and the generous dose of sarcasm was excellent. I would recommend your materials to anyone who needs to take these exams.

Jacob Clevenstine, Strategic Wealth Management Group, Madison, WI

I sat for the Series 66 on March 16th. I got an 85. I give all kudos to Solomon. The study materials were excellent.

William Crull, Metairie, LA

I passed my Series 66, 1st try. Your audiobook was the game changer for me. Thank you!

S Stephens, Merrill Lynch. Orlando, FL

I passed the Series 79, 7, and 66 thanks to your study guides. I scored an 85, 81 and 82, respectively. The exam simulator was highly useful and great preparation. I glossed over material I knew and really prepped topics related to laws and ethics, which these study guides effectively described and tested. I highly recommend Solomon!

Sean M, New York, NY