Series 66: Client Confidentiality

Taken from our Series 66 Online Guide

Client Confidentiality

Few things can screw up relationships like money. It can change people’s motivations, undermine their trust, and call into question their intentions. That’s why many clients are more apt to talk about their love life than their financial life.

To help protect client confidentiality, the NASAA places a high

+ Read More

More Series 66 Info

What are people saying?

Create an Account

Since you're reading about Series 66: Client Confidentiality, you might also be interested in:

Series 53 - Municipal Securities Representative (Series 52)

Series 24 - Annuity Units and Periodic Payments

Series 66 - 5.4 Health Savings Accounts

Series 79 - Communicating Material Agreement Terms

Series 65 - 10.10.3. Trading Authorization

Series 6 - Convertible Preferred Stock

Series 63 - 3.1.5 Sales, Offers, and Other Transactions

Series 50 - Disclosure of Conflicts of Interest

Series 66 - 9.3.2. Discretion

Series 26 - Anti-Money Laundering

Series 65 - Preferred Dividends

Series 28 - Improper Assignments and Powers of Substitution

Series 65 - Exercise

Series 53 - Rejection of Delivered Securities

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Solomon exam prep materials are the best! I have passed the SIE, Series 7, and Series 66 in less than 12 months using their materials. Their products are fantastic! The practice exams are excellent, and the probability calculator is spot on. I followed the provided customized study plan and took practice exams (over 20 lol) until my probability calculator was in the green (indicating a higher probability of passing) and the rest is history. There are no shortcuts. You must put in the work and stay disciplined, but the Solomon program WORKS and I would HIGHLY RECOMMEND them to anyone looking for amazing, comprehensive study materials to prepare for industry examinations.

Brandon Collins, Benchmark. Memphis, TN

After hearing horror stories about people struggling and in some cases failing the Series 66, after easily passing the series 7, I invested in both the Series 66 audio book and the Series 66 on-line tests. I passed my Series 66 exam with an 87%!

Mardee Formales, Wells Fargo, San Diego, CA

I could not have passed [the Series 66] without your very comprehensive program. Thanks!

Arthur Almassy, Scottsdale, AZ

Thank you so much for your great study materials! I have used Kaplan in the past and this is so much better! I used your study materials to get an 84% on my Series 7 and an 85% on my Series 66! Keep up the good work!

Ivan Griffin, Roach, MO

Thank you so much Solomon Prep for helping me to be able to successfully pass all three of my exams (SIE, Series 7 and Series 66) in a relatively short period of time. The exam packages were excellent! I will continue to refer people to your amazing program!

Jessica Macci, Goldman Sachs. Albany, NY

Thank You. Thank You. Thank You. Having the audio, video lectures (with the printable power-point!) and exam simulator in addition to the book really engages you in the material. It becomes a game! I passed the 66 with an 84%.

Colleen Shelly, PNC Investments, Cleveland, OH