Series 65: Form 10-K

Taken from our Series 65 Online Guide

Form 10-K

The Form 10-K is a less glossy, more comprehensive version of the annual report that must be filed with the SEC within 60 to 90 days of the end of a company’s fiscal year, depending on the size of the company. It is designed for regulato

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Within a few months, I passed the SIE, Series 7, 63, 65, & 79 exams all on the first try using Solomon Exam Prep. This material will prepare you for the actual exam. I will say in many instances the practice exams are more difficult than the actual exam. Solomon and the various tracking metrics will more than help you prepare for the rigors of exam day. I highly recommend the practice exams and ability to dive back in to review weak areas. I will continue to use their products and services in the future.

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Brad Eiden, Nationwide Advisory, Louisville, KY