Series 65: Types Of Clients

Taken from our Series 65 Online Guide

Types of Clients

Knowing your clients and their needs starts with being able to identify exactly what kind of client they are. At a most basic level, clients can be separated into three groups—individuals, businesses, and trusts and estates. As an investment adviser, you are considered a fiduciary, meani

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Passed the 65 with an 80% and the 6 with an 87%. Passed both of them on the first try. I give the credit to Solomon. I've had a lot of my friends try other vendors but they were glad to take my advice and switch to Solomon. This course helps you understand the concepts so you can think out the uniquely crafted questions the actual tests ask. Thanks so much.

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