SIE: Bond Mutual Fund Volatility Ratings

Taken from our SIE Online Guide

Bond Mutual Fund Volatility Ratings

A bond mutual fund volatility rating is a description of the sensitivity of a bond fund to changes in market conditions or the economy. FINRA has the following rules regarding volatility ratings:

• Volatility ratings may be used only in communications that are accompanied or preceded by a fund prospectus (supplemental sales literature)
• Volatility ratings must be current,

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