SIE: Regulation Of Political Contributions (“Pay To Play” Rule)

Taken from our SIE Online Guide

Regulation of Political Contributions (“Pay to Play” Rule)

MSRB Rule G-37 seeks to protect municipal entities from fraud. Specifically, the rule prevents securities professionals from winning business through campaign donations to elected officials. This rule applies to municipal securities broker-dealers.

Often referred to as the “pay to play” rule, it

+ Read More

More SIE Info

What are people saying?

Create an Account

Since you're reading about SIE: Regulation Of Political Contributions (“Pay To Play” Rule), you might also be interested in:

Series 24 - Communications Regarding Variable Insurance Products

Series 65 - Expected Return Using Probability Theory

Series 24 - Alternative Net Capital Requirement

Series 26 - Four-Year Records

Series 50 - Default

Series 79 - What Is A Free Writing Prospectus (FWP)?

Series 6 - 5.5. Municipal Fund Securities

SIE - 2.10.2. Zero Coupon Bonds

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed the Securities Industry Essential (SIE) exam on my first try. Now, I am studying for the next license exam, the top off exam, Series 7. Thank you Solomon Exam Prep. I am glad I bought the 1) SIE Video Premium Study Package, 2) SIE Flashcards, and, especially, 3) the hard copy. I will probably buy the same for Series 63, 7 and probably no more than two more over the next three years.

Stephen Campbell, Plano, TX

Passed SIE today! The tools and layout here was instrumental in my success. On to the S7...

Ronald Adams Northwestern Mutual Milwaukee, WI

Completing the SIE was a requirement for my current position. I looked around at different materials and started with Kaplan. The material was dry and seemed to have many errors in it. I decided to scrap that and move on to Solomon Exam Prep which I learned about from Reddit. The reviews were outstanding so I decided to give it a try. After going through the material once I felt beyond confident to take the exam. The study guide, audio book, exam simulator, and videos were extremely well done. After two weeks of reviewing and acing practice tests, I took my actual SIE exams and flew through it with about 1/3 of the time remaining when I finished. The preparation from Solomon Exam Prep helped me gain the confidence and understanding I needed to pass the exam on the first try!

Jared M. Albany, New York

I passed after two and a half weeks of studying for the SIE. I am an industry veteran, though have been out of the securities business for over 10 years. It was really the logic of the exam simulator process and repetition that did the trick.
The exercises and exam simulator were brilliant! Forward and onward to Series 82!

Norman Hall. West Tisbury, MA

Feels so good to have passed! (Series 7) It was about as challenging as I thought it would be and I'm glad the study material prepared me for understanding the concepts, and not just memorizing terms and formulas. Only changed two of the 15 answers for questions I flagged for review and finished it with more than 90 minutes to spare. The relief I felt upon seeing "Pass" was awesome!
Used Solomon materials for both the SIE and S7. So grateful to these materials for helping me achieve a passing score on my first attempts of both exams. The study guide and videos were thorough, comprehensive and easy to follow. I found the pie charts extremely useful in helping me identify areas where I needed more study, and was grateful for the Pass Probability feature in giving me a bit of extra confidence before sitting for the exam. I would absolutely recommend all of their materials to anyone taking this journey.

Andrew Nerys, Square Inc. San Francisco, CA

Solomon Exam Prep helped me pass the Series SIE, 63, 65 and 7 exams. The study materials are easy to understand and practice exams were very helpful, especially with the passing probability to gauge my exam readiness. The instructor for all web classes were really worth it as I could get directly answers for my questions. I couldn't have pass these exams without Solomon's help. Thank you!