Series 24: State Registration

Taken from our Series 24 Online Guide

State Registration

Broker-dealers are also required to register in any state in which they are principally located or intend to do business. Registration requirements differ from state to state. Most states permit broker-dealers to register by submitting a Form BD through FINRA’s Central Registration Depository and then clicking on the various states in which they intend to operate. State regulators often require additional information as well,

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: State Registration, you might also be interested in:

Series 66 - Capital Appreciation vs. Income Management

Series 65 - Net Capital Requirements

Series 24 - Change of Ownership or Control, Material Change in Business Operation

Series 82 - 3.4.4. Tax Consequences of Securities Transactions

Series 26 - Restrictions Against Borrowing from and Lending to Customers

Series 50 - Written Post-Issuance Policies

Series 99 - 1.1 Important Definitions in the Securities Industry

Series 51 - Legibility Requirements for Disclosures

Series 66 - Collateralized Mortgage Obligations

Series 82 - Exercise

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I used Solomon to sit Series 24 and Series 79, passing with 81% and 88% respectively. Having looked at other material providers, Solomon stands out because of their prompt replies to student questions and the completeness of the answers provided – they are the best out there!

Chris Brice,CFA Bell Potter Cantley, Québec, Canada

I used Solomon to study for the 26 and most recently the 24. The material is layered in way that makes it manageable to digest and the instructor response time and explanations are outstanding. I passed both on the first attempt!

Gus Velleco, Allstate, Charleston, SC

I would like to say that Solomon test prep had the most varied and comprehensive test bank I have seen. The questions ranged in difficulty and the answer feedback was so detailed, that I felt that I was mastering concepts rather than trying to pin down certain facts in a question just to get the 'one,' answer. I saw many iterations of the sample examinations, and with the courage to keep clicking next and learning, I passed with a score I'm more than happy to claim. Also, the staff are very responsive. I'll be coming back.

Neil, San Diego, CA

Between September 18 and December 3, I took exams for the Series 62, 63, 6 and 24. I studied for everything with Solomon, and passed them all on the first try. Solomon’s interactive/Ask the Professor teaching method was extremely helpful in grasping the necessary concepts. What a relief to be done. Thanks, Karen!

Karen H, Dalkeith Group, High Falls, NY

Thank you Solomon! I was able to pass the SIE, 7, 63 and 24 in a relatively short time period. The practice exams with answers really helped and when I had a question for The Professor, I always received a quick and accurate response. Solomon is definitely the way to go.

Seth Schader, CCO, Mercer Island, WA

I recently passed my Series 24 using Solomon Exam Prep! It was the hardest exam I've taken to date. I found all the practice exams with specific feedback to be the most helpful, though the audiobook was very helpful as well.

Diane Pouliot, RBC, Minneapolis, MN