Series 24: Conditions Of Individual Registration

Taken from our Series 24 Online Guide

Conditions of Individual Registration

Once a person files a Form U4 with FINRA, it is registered into the Central Registration Depository, but the registration does not become valid until the person passes the appropriate qualification exam. No person is allowed to take an exam unless already associated with a member firm, nor can a person maintain an existing registration for longer than two years.

FINRA’s so-called permissive registration makes it possible for certain securities personnel to maintain their registration when they no longer perform the duties associated with that registration. Until now, however, only specific employees of a firm who did not perform fun

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Just passed the Series 24 on my first attempt. Not an easy exam so put the time in. I used the Video Lectures and the Exam Simulator from Solomon. Great resources of information!

Shawn McClain, Natixis, Charlotte NC

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Jim Ruckman, Mass Mutual

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Karmen Richards, Multi Financial Securities, Greensboro, NC