Series 24: Disclosure Document

Taken from our Series 24 Online Guide

Disclosure Document

Finally, alongside the margin agreement, non-institutional customers opening a margin account must be given a disclosure document explaining the risks of margin trading. This disclosure must be delivered to these margin customers again annually.

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Series 24: Disclosure Document

Taken from our Series 24 Online Guide

Disclosure Document

Since you're reading about Series 24: Disclosure Document, you might also be interested in:

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