Series 24: Beneficial Ownership Report: Schedule 13D

Taken from our Series 24 Online Guide

Beneficial Ownership Report: Schedule 13D

When any person or group acquires beneficial ownership of more than 5% of a voting class of a company’s securities, they are required to file Schedule 13D. This schedule must be filed with the SEC within 10 days after the acquisition.

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Just passed the Series 24 on my first attempt. Not an easy exam so put the time in. I used the Video Lectures and the Exam Simulator from Solomon. Great resources of information!

Shawn McClain, Natixis, Charlotte NC

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Neil, San Diego, CA

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Eric Altmann