Series 24: Firewall Between A Member Firm And A Subject Company

Taken from our Series 24 Online Guide

Firewall Between a Member Firm and a Subject Company

FINRA also requires a firewall to be established between a member firm and a company that is the subject of a research report. A member firm may not submit any portion of a research report to the company prior to the publication, except as necessary to verify the factual accuracy of its information. If sections of a report must be s

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I would just like to say that Solomon’s customer service was excellent. The material was clear and easy to understand and I feel that it prepared me extremely well for my exam. I found the study outline to be the most helpful in keeping me on track. I would definitely refer the material to anyone taking the Series 24. Thank you to the Solomon team for helping me pass my 24!

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