Series 99: 1.2.2.10.3.3 Roth 401(k)

Taken from our Series 99 Top-off Online Guide

1.2.2.10.3.3 Roth 401(k)

Roth 401(k) plans are retirement plans that have similarities to both Roth IRAs and 401(k) plans. Like a Roth IRA, participants make after-tax dollar contributions into the account. As long as participants are over 59 1/2 years old, qualified distributions are tax-free. Roth 401(k) plans are different from a Roth IRA in that p

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I studied for both the SIE and the Series 99 with Solomon. Both texts more than prepared me for the exam. The practice questions in particular were extremely helpful and were even a bit more challenging than the actual exams. After reading and annotating both textbooks twice and taking each quiz multiple times to the point that I received high scores on each, I was confident taking the exam. Although there were a few questions here and there on the exams that seemed to be outside the scope of the material and had some differently worded questions, the quiz questions were quite in line with the actual exam. I passed both exams my first try. I highly recommend Solomon study material.

Eric Cunningham PNC Pittsburgh, PA

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