Series 99: 1.2.3.7 Reinvestments And Sweeps

Taken from our Series 99 Top-off Online Guide

1.2.3.7 Reinvestments and Sweeps

Many brokerage accounts are designed to automatically reinvest funds as they accrue in the account above some agreed-upon level of cash retention.

Broker-dealers also may offer several options for managing cash. One option, a bank sweep program, typically involves the automatic transfer (or “sweep�

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