Series 99: 2.1.3 Trade Reporting

Taken from our Series 99 Top-off Online Guide

2.1.3 Trade Reporting

All trades must be reported whether they are traded either on an exchange or over-the-counter.

All trades in exchange listed securities, either on or off an exchange, are reported to the consolidated tape. The consolidated tape displays the latest real-time trade information, including current price and volume activity. All the exchanges, includi

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Since you're reading about Series 99: 2.1.3 Trade Reporting, you might also be interested in:

Series 24 - Executing Orders on the Exchange

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Series 63 - Loans to and From Clients

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