Series 99: 2.1.3.1.1 FINRA/NASDAQ Trade Reporting Facility

Taken from our Series 99 Top-off Online Guide

2.1.3.1.1  FINRA/NASDAQ Trade Reporting Facility

OTC trades of exchange-listed securities may be reported on the FINRA/NASDAQ TRF, a reporting service operated on NASDAQ’s Automated Confirmation Transaction Service (ACT). The ACT platform reports, compares, an

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