Series 3: Exercise

Taken from our Series 3

Exercise

Place these open outcry activities in the proper sequence.

  1. A. Floor broker goes to trading pit to execute trade.
  2. B. Commission broker sends order to trading desk.
  3. C. Trade record is sent to clearing firm for reconciliation.
  4. D. Investor places order with broker.
  5. E. Observer fe

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Solomon Exam Prep Study Materials for the Series 3
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