Series 3: 7.3.2.3. Restricted Use Of Customer Funds

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7.3.2.3. Restricted Use of Customer Funds

An FCM may not use the funds of one futures customer to purchase, provide margin for, or settle the trades of any person other than that customer. Nor may the

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I initially studied using a different exam prep course (The Securities Institute of America). I waited until I consistently passed the practice exams with a score over 90% before I took the actual exam and unfortunately I failed the exam on my first attempt. I discovered and purchased the Solomon Exam Prep and immediately noticed the studying material was more in depth. I waited until my practice exam score was consistently over 85% and I went to take the actual exam and passed. Thank you so much!! (Series 3)

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