Series 3: 7.3.2.5. FCM Loans

Taken from our Series 3

7.3.2.5. FCM Loans

An FCM may loan its own funds to customers to purchase or secure the customer’s futures contracts or options and to meet margins if the loans are secured by the assets held in the customer’s own account. Unsecured loans to customers are not permitted.

CFTC Regulation 1.30

+ Read More

More Series 3 Info

What are people saying?

Create an Account

Since you're reading about Series 3: 7.3.2.5. FCM Loans, you might also be interested in:

SIE - 5.1.1. Systematic and Unsystematic Risk

Series 24 - 2.6.3. Five-Year Records

SIE - 6.3. Restrictions on the After-Market of a Public Offering

Series 63 - Introduction

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I initially studied using a different exam prep course (The Securities Institute of America). I waited until I consistently passed the practice exams with a score over 90% before I took the actual exam and unfortunately I failed the exam on my first attempt. I discovered and purchased the Solomon Exam Prep and immediately noticed the studying material was more in depth. I waited until my practice exam score was consistently over 85% and I went to take the actual exam and passed. Thank you so much!! (Series 3)

Joshua Turner, J.D. Turner Capital, LLC, Baltimore, MD

I would heartily recommend Solomon for anyone studying for the Series 3. The materials are comprehensive, the bank of questions vast and the responsiveness to questions incredibly impressive and detailed. I passed first time and that in no small part is down to Solomon.

David Woolfenden Totem London

Great service, practice questions and mock exams were the key to passing. (Series 3)

Darragh Lenihan, Global Commodities Holdings Limited. Singapore

Thanks! I am thrilled. I took the Series 7 three years ago and have been putting off the Series 63 after I failed the first time. I used your book and iPhone app. I am recommending your materials to everyone in my office that needs to take the 63 in the near future. Of course you can use my email as a testimonial. Everything that people have said on the testimonials is 100% correct. The way the materials are written makes it much less of a chore to read and comprehend. Thanks for the follow up email!

Julia Smith, RBC Wealth Management

Had a challenge the first time with another provider and switched to Solomon. I found Solomon materials to be more comprehensive and the videos were a big help for the way I learn. Thanks to everyone at Solomon for going the extra mile.

Ray Catone, Fort Lauderdale, FL

The Solomon Prep Course for Series 79 was great! I studied for 12 days, read through the outline and took 15 of the 1/2 exams and a few quizzes, and scored an 82. Thanks very much - I highly recommend Solomon Exam Prep!

Randy Conone, Hudson Capital Advisors, Santa Monica, CA