Series 3: 7.4.2. Disclosure Document

Taken from our Series 3

7.4.2. Disclosure Document

Before opening a new customer account or delivering a subscription agreement for the pool, all registered CPOs must deliver a disclosure document to their prospective customers. The disclosure document must be displayed prominently and include the following language. Prominently means in capital letters and boldface type.

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Great service, practice questions and mock exams were the key to passing. (Series 3)

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