Series 82: Supervisory System

Taken from our Series 82 Top-off Online Guide

Supervisory System

A supervisory system is a defined structure that specifies how, where, and by whom a member firm’s oversight responsibilities for the activities of its employees are carried out. As defined by FINRA Rule 3110, a supervisory system must do the following:

• Define which member offices are designated OSJs and how they are to be managed.
• Establ

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I just passed the 82 on my first attempt. The study guide and unlimited practice study exams are priceless. I took full practice exams until I was scoring in the 90's and I'm glad I did. The questions on the actual exam were more difficult than any of my practice exams but I was able to think through them and apparently answer enough questions correctly. I truly wouldn't have passed this exam without all of the practice exams Solomon offered.

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