Series 79: Disclosures Of Transactions Involving Management And Principal Shareholders

Disclosures of Transactions Involving Management and Principal Shareholders

The Exchange Act requires disclosure of ownership interests by officers and directors of a reporting company, as well as by anyone who is directly or indirectly the beneficial owner of more than 10% of any class of the company’s equity securities. Sarbanes-Oxley did not create this requirement, but Section 403 shortened the reporti