Series 79: Management Assessment Of Internal Controls

Taken from our Series 79 Top-off Online Guide

Management Assessment of Internal Controls

Section 404 is perhaps the most controversial and arguably the most costly provision of the Sarbanes-Oxley Act. This section requires the SEC to adopt rules requiring each annual report filed by a reporting company to contain an “internal control report.” This report must (1) state management’s responsibility “for establishing and maint

+ Read More

More Series 79 Info

What are people saying?

Create an Account

Since you're reading about Series 79: Management Assessment Of Internal Controls, you might also be interested in:

Series 82 - 1.1.6. Exempt Classes of Securities Under the 1933 Securities Act

Series 24 - Market Makers

Series 24 - 4.1.12.6. Denial, Suspension, or Revocation of Registration

Series 65 - Exercise

Series 14 - 8.5.1. By Type of Customer

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I used Solomon Exam Prep for both my Series 79 and 63, and was extremely happy with my passing results! Their system is excellent, and the exam simulator is on target. I recommend that once you've taken several full practice exams, you return to the underlying material to read it again - this helps all the details "click." Best of luck, I'd definitely recommend Solomon.

Leah Matsil, JPMorgan Chase, New York, NY

Just passed my Series 7 using Solomon Exam Prep! Have used Solomon for my Series 79 as well. Both study programs are excellent and felt well prepared sitting for my exams. Would recommend to others in the industry.

Natasha Trilli, Ocean Park. Houston, TX

Passed the Series 79, was really difficult but the materials prepared me well. Was passing the practice exams with mid 80's to high 90's the last two days. Highly recommend using Solomon.

Natasha Trilli, Ocean Park. Houston, TX

Fantastic prep for my Series 79 -- and I passed again!! Thank you Solomon!

Paul Werp, Connected Vision Advisors. Mountain View, CA

I felt well prepared. Exam experience went well. The exam prep content was spot on! I had studied previously under a different exam prep course and felt the content was not doing the trick. I was not prepared and needed to rethink my study approach. Luckily after taking the Solomon course I felt completely different and very prepared! The dashboard, lectures and specific detail to the areas where I needed improvement helped me pass the test! I felt so confident thanks to the preparation process and content Solomon provided. Thank you!! It was a great experience preparing with Solomon!

Brady Johnson, Herbert J. Sims & Co., Inc., Fairfield, CT

I was well prepared from using Solomon. Such much so that I finished early enough to review the questions and my answers, and determine my estimated score. Thanks! Great platform. Highly recommend using Solomon.

Max Thomas. Fort Lauderdale, FL