Series 79: The Prospectus

Taken from our Series 79 Top-off Online Guide

The Prospectus

The prospectus is intended to provide disclosure to potential investors. At the same time, it is a sales document; it is (or should be) intended to be persuasive while still providing accurate, material, complete information about the offering. As the central selling document in a securities offering, the prospectus is subject to a host of regulatory requirements.

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I used Solomon Exam Prep for both my Series 79 and 63, and was extremely happy with my passing results! Their system is excellent, and the exam simulator is on target. I recommend that once you've taken several full practice exams, you return to the underlying material to read it again - this helps all the details "click." Best of luck, I'd definitely recommend Solomon.

Leah Matsil, JPMorgan Chase, New York, NY

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