Series 79: Prospectus For Use Prior To Effective Date: The Preliminary Prospectus/Red Herring (Rule 430)

Prospectus for Use Prior to Effective Date: The Preliminary Prospectus/Red Herring (Rule 430)

Rule 430 is deceptively simple, but it is a critical part of the regulatory scheme for public offerings. The rule provides that a preliminary prospectus meets the statutory requirements for a prospectus during the post-filing, pre-effe