Series 7: 3.3.2.1.2 Continuing Disclosure Agreement

Taken from our Series 7 Top-off Online Guide

3.3.2.1.2 Continuing Disclosure Agreement

Underwriters are also obligated by SEC Rule 15c2-12 to receive a continuing disclosure agreement from the issuer prior to making a bid or accepting a sale. This is an agreement to provide continuing disclosure of information relevant to the market value of the bonds throughout their lives. The agreement is signed by the issuer and any other entity that is committed contractually to support paymen

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