Series 7: 12.1.3 The Securities Act Of 1933

Taken from our Series 7 Top-off Online Guide

12.1.3 The Securities Act of 1933

The Securities Act of 1933 (also called the 1933 Act or Paper Act) has two main purposes: (1) to require that companies publicly disclose all relevant financial information about their securities prior to offering them for sale and (2) to prohibit fraud and deceit in the marketing of securities

+ Read More

More Series 7 Info

What are people saying?

Create an Account

Since you're reading about Series 7: 12.1.3 The Securities Act Of 1933, you might also be interested in:

Series 65 - Gross Profit

Series 3 - 1.4.2.4. Strengthening and Weakening Basis

Series 24 - Unit Investment Trust Companies

Series 66 - 2.4.19.1 General Obligation Bonds

Series 65 - 9.2. Authority of the Administrator

Series 3 - 4.1.6. Understanding the Premium

Series 66 - 4.4.2. Tactical Asset Allocation

Series 27 - Chapter 4 Practice Question Answers

Series 14 - 3.1.2.2.2. Six-Year Records

SIE - Registering on the Central Registration Depository

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Thank you so much Solomon Prep for helping me to be able to successfully pass all three of my exams (SIE, Series 7 and Series 66) in a relatively short period of time. The exam packages were excellent! I will continue to refer people to your amazing program!

Jessica Macci, Goldman Sachs. Albany, NY

I studied for the Series 7, 79, and 82 with Solomon Exam Prep, and I never scored lower than a 90% on the actual exam! The Study Guides are easy to understand, and the Online Exam Simulator really prepares you. I just purchased the Series 24 Essential Package today!

Michael McGregor, Focus Bankers, Charlotte, NC

The vocabulary on the test was slightly different, (they used the word tendered a lot) and so navigating the different financial vocabulary was a minor challenge. That being said, I felt comfortable in my knowledge and was able to break down and understand a large majority of the exam because of Solomon Exam Prep. I passed and felt confident!
I am so happy with Solomon! So far, I've passed the SIE and Series 7 exam because I used their program to study. I am currently using their program to study for the Series 66 now. The practice exams are invaluable and are the best way to learn! I would give 10/5 stars.

Abbigayle Hanoch, LPL Financial. Ventura, CA

I would not have passed the Series 7 top off without the Solomon materials. The structure of the questions was the closest out of all the programs I tried and their customer support is top notch. I will definitely be back! Thank you!!

Lauren J, Westlake, TX

I passed first try! Three hours and forty-five minutes might seem like a long time, but it flew by. The Solomon Exam Prep conditioned me very well. Utilizing the chapter quizzes and practice exams really helped apply my learning, and also helped with time management. (Series 7)

Ryan Thibault, PNC Investments. Lakewood, OH.

The series 7 quizzes were what made the study material the best. I just passed the series 7, it was my second time with Solomon. I Passed the SIE first attempt with their study material and it took me until the second attempt to pass the series 7 with their study material. The unlimited practice quizzes was what helped me pass. What an exciting day! I will be using them for the next 63 or 66!

Patrick Deal, Cape Securities. Frisco, TX

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 7: 12.1.3 The Securities Act Of 1933

Taken from our Series 7 Top-off Online Guide

12.1.3 The Securities Act of 1933

Since you're reading about Series 7: 12.1.3 The Securities Act Of 1933, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →