Series 7: 14.1.3 Changes In Account Name Or Designation

Taken from our Series 7 Top-off Online Guide

14.1.3 Changes in Account Name or Designation

Before any customer order is executed, an order form must include the name or designation of the account. Any change in the account name or designation must be authorized by a designated registere

+ Read More

More Series 7 Info

What are people saying?

Create an Account

Since you're reading about Series 7: 14.1.3 Changes In Account Name Or Designation, you might also be interested in:

Series 6 - 1.2.1.5. Exemptions to the Registration Requirements of 1933 Act

Series 24 - 3.7.2.6. First Trade in a Long Margin Account

Series 66 - Chapter 4 Practice Question Answers

Series 50 - Statutory Disqualification

Series 82 - Limited Liability Company Accounts

Series 50 - Raising Money Through Issuing Securities

Series 14 - 5.2.4.3. Retiring Representatives

Series 7 - 2.8.2. Equipment Trust Certificates

Series 99 - 2.1.4.2.1 Standard Settlement Timeframes

Series 14 - 2.9. SEC Rules to Prevent Market Manipulation

Series 66 - 6.1. Secondary Market Components

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Solomon exam prep materials are the best! I have passed the SIE, Series 7, and Series 66 in less than 12 months using their materials. Their products are fantastic! The practice exams are excellent, and the probability calculator is spot on. I followed the provided customized study plan and took practice exams (over 20 lol) until my probability calculator was in the green (indicating a higher probability of passing) and the rest is history. There are no shortcuts. You must put in the work and stay disciplined, but the Solomon program WORKS and I would HIGHLY RECOMMEND them to anyone looking for amazing, comprehensive study materials to prepare for industry examinations.

Brandon Collins, Benchmark. Memphis, TN

I had a super rough go passing this (Series 7) exam due to a number of personal circumstances, but on my third attempt, I finally passed, with 30 minutes to spare! After my second failed attempt (I failed by ONE question), I spoke to Jeremy Solomon on the phone and via email, and he provided me with some strategies to help me pass the exam once and for all. I focused heavily on rereading the study guide, and teaching concepts to my spouse so that I wasn’t just learning the information, but really understanding it to the point where I could teach it to someone else. The exam simulators are super helpful, but don’t overdo it… this really isn’t the kind of test where you can only learn by doing practice questions. Re-watching the video lectures was very helpful for me as well. I also recommend making flash cards for memorization purposes. If you fail like me, don’t give up - perseverance (and more studying) will get you to the finish line!

Molly Magnuson, CBIZ Retirement & Investment Solutions. Kansas City, MO

Thanks to Solomon I was able to pass the SIE, Series 7, and Series 63, great study material if you put the hours in!

Xavier Mata, Cabrera Capital Markets. Chicago, IL

Within a few months, I passed the SIE, Series 7, 63, 65, & 79 exams all on the first try using Solomon Exam Prep. This material will prepare you for the actual exam. I will say in many instances the practice exams are more difficult than the actual exam. Solomon and the various tracking metrics will more than help you prepare for the rigors of exam day. I highly recommend the practice exams and ability to dive back in to review weak areas. I will continue to use their products and services in the future.

Andrew Ezzat, Bank of America. Tampa, FL.

Just passed my Series 7 using Solomon Exam Prep! Have used Solomon for my Series 79 as well. Both study programs are excellent and felt well prepared sitting for my exams. Would recommend to others in the industry.

Natasha Trilli, Ocean Park. Houston, TX

Solomon is the BEST!!! Passed the Series 7 on the first try. The lessons are videos and lessons are good. The practice exams are EXCELLENT. Focus on options and muni's. Load up on practice exams and you will be fine. Thank you Solomon!!!

Brandon Collins, Benchmark. Memphis, TN

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 7: 14.1.3 Changes In Account Name Or Designation

Taken from our Series 7 Top-off Online Guide

14.1.3 Changes in Account Name or Designation

Since you're reading about Series 7: 14.1.3 Changes In Account Name Or Designation, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →