Series 54: Disclosures And Disclaimers (Not Advice)

Taken from our Series 54 Online Guide

Disclosures and Disclaimers (Not Advice)

Disclosures or disclaimers can be added to information to assure that the information will not be construed as advice or a recommendation. Here are some examples of such disclosures:

•“No recommendation is being made.”

•“This firm is not acting as a municipal advisor and holds no fiduciary duty

+ Read More

More Series 54 Info

What are people saying?

Create an Account

Since you're reading about Series 54: Disclosures And Disclaimers (Not Advice), you might also be interested in:

Series 3 - 7.3.4.1. Monthly Statements to Customers

Series 24 - Savings Incentive Match Plan for Employees (SIMPLE) IRA Plans

Series 24 - SEC Registration Forms

Series 24 - 5.9.2. FINRA Quotation Rules

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

The Solomon material was invaluable in helping me pass this exam. The organization of the content, the tests, the video and lecture material, were all exactly on point. Thank you! (Series 54)

Mark Melio, Melio & Company, LLC. Northfield, IL

Previously I used another prep company for the Series 63 and did not pass. Second time around I used Solomon and passed! What's more, I felt much more confident from taking the practice exams and working towards a higher and higher probability rate of passing. Thank you Solomon! I'll definitely use you again with any future security exams.

Max Thomas, Finalis / Evalla Advisors LLC. Los Angeles, CA

My third exam passed with Solomon, first the Series 6 and the Series 63, this time the Series 65 - just passed today! Highly recommend for any exam prep you need! Thank you again guys!

Brad Eiden, Nationwide Advisory, Louisville, KY

I passed the Series 63 with the help of the Solomon materials. I loved the audio books and the quiz and test questions were extremely helpful. Thank you Solomon!

Diane Kotil, Quasar Distributors, Milwaukee, WI

The Solomon Series 66 prep material was very comprehensive and practice quizzes and exams helped a great deal to gauge my likelihood of passing the exam

Florence Isaac Chicago, IL

I finally passed the Series 65! I’m writing today to send you a very sincere Thank you for all the professional support and emotional guidance you have provided. I was emotionally beat up and almost ready to give in on my endeavor of passing the Series 65 and becoming an Investment Advisor Firm. After becoming unemployed and having a tremendous time focusing on the study material, you provided additional months and material access for no additional Fee! You also mentioned I should be able to teach the material and then I’ll be ready for the exam. By the gracious caring and professional sharing of your wisdom, it provided me to find my path to passing the Series 65! The three items that really helped was to Study like I’m going to teach it, memorizing and learn by over studying, and getting plenty of sleep and rest. Thank you to you, your family, and pro team for all you have done. I am very blessed and humbled to have met you all in this challenging time of my life. Happy Holidays, and Have a Safe and Happy New Year!

Michael Jones. Kansas City, MO