Series 24: The Uniform Practice Code

Taken from our Series 24 Online Guide

The Uniform Practice Code

Before the NASD came into being in 1939, the informal over-the-counter market was difficult to track. The audit trail of OTC securities transactions frequently disappeared in a confusion of undocumen

Since you're reading about Series 24: The Uniform Practice Code, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 24
Please Enable Javascript
to view this content!