Series 14: 2.1. Types Of Markets

Taken from our Series 14 Online Guide

2.1. Types of Markets

When securities are first issued, it is into the primary market. In the primary market, the proceeds of the securities go to the issuer of the securities. Once the securities begin trading among par

+ Read More

More Series 14 Info

What are people saying?

Create an Account

Since you're reading about Series 14: 2.1. Types Of Markets, you might also be interested in:

Series 53 - When, As and If Issued Basis

Series 50 - Comprehensive Annual Financial Report (CAFR)

Series 26 - Payments for Referrals

Series 82 - Liquidation

Series 66 - Chapter 5 Practice Question Answers

Series 27 - Advances and Loans

Series 14 - 6.2.5. Private Resales to Qualified Institutional Buyers: Rule 144A

Series 27 - Preservation of Complaint Records

Series 82 - 1.1.9. Exemption from State Registration Requirements

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I would like to say a big thank you to Solomon for helping me pass my Series 14 exam. I took this exam the first time and missed passing by few marks. I was really sad and discouraged so reached out to Jeremy Solomon and he really took the time to talk to me and provide his guidance and advice. He also provided me with additional resources immediately to help with my second attempt. I recently passed this exam. Their study material is easy to understand and the Online Exam Simulator also has a lot of questions chapter-wise which were very helpful. Their customer service has been amazing and very responsive. Thank you Solomon. I will definitely recommend Solomon for anyone planning to take this exam.

Rachna Shah, CBRE. Beverly Hills, CA

I studied for the Series 7, 79, and 82 with Solomon Exam Prep, and I never scored lower than a 90% on the actual exam! The Study Guides are easy to understand, and the Online Exam Simulator really prepares you. I just purchased the Series 24 Essential Package today!

Michael McGregor, Focus Bankers, Charlotte, NC

I just passed the series 24! It is, by far, the hardest test that I have ever taken. I had failed it 4 times using other study materials. I have never felt more defeated! Solomon Exam Prep is the best! I took over 154 practice tests...without seeing the same question twice. I was able to finally grasp the material and passed! My only regret is that I did not use the Solomon Exam Prep on my first attempt!

Bill Harpe, Capital Choice. Greensboro, GA

The Series 79 can be quite tricky, thankfully Solomon Exam Prep had practice test questions that were just as tricky. Solomon's Test Prep is definitely effective and is less expensive than other Test Prep companies.

Justin Jeangerard, Sundial Group, Ft. Lauderdale, FL

I passed the SIE on my first attempt thanks to Solomon Exam Prep's structure and chapter guides consolidating a large amount of information into easy to learn material. I did not study finance in College and have been in Compliance for the better part of my career. This has been a validating experience thanks to Solomon Exam Prep.

Marlon Gonzalez-Perez, Tradition. New York, NY

What a relief. I didn't get a chance to study that much, but your online sample questions were spot on and the reason why I passed [the Series 79].

Andrew Y., Pacific Palisades, CA