Series 82: 1.1.2.1.2. Information Requirements

Taken from our Series 82 Top-off Online Guide

1.1.2.1.2. Information Requirements

No specific disclosure to investors is required if the issuer is selling securities (1) only under Rule 504 or (2) only to accredited investors.

If the issuer is selling to any non-accredited investors under Rule 506, the issuer must furnish these investors with information similar to what woul

+ Read More

More Series 82 Info

What are people saying?

Create an Account

Since you're reading about Series 82: 1.1.2.1.2. Information Requirements, you might also be interested in:

Series 24 - Anti-Money Laundering Compliance Program

Series 53 - Availability of Written Procedures

Series 79 - Components of the Underwriting Spread

Series 6 - Exercise

Series 51 - Exercise

Series 7 - 15.3.2.2. The Price Increases

Series 82 - 4.7.4.4. Code of Mediation

Series 53 - Heightened Supervision

Series 24 - Disclosure Requirements

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I just passed the 82 on my first attempt. The study guide and unlimited practice study exams are priceless. I took full practice exams until I was scoring in the 90's and I'm glad I did. The questions on the actual exam were more difficult than any of my practice exams but I was able to think through them and apparently answer enough questions correctly. I truly wouldn't have passed this exam without all of the practice exams Solomon offered.

Adam Drewry, Parsonex Securities. Denver, CO

Your content was phenomenal. I could not have done it [pass the Series 82] without you. Thank you!

Jonathan Livi, Uber Capital Group, Great Neck, NY

I found the (Series 82) material from Solomon superior to the other major providers of these types of study guides. The online testing was also quite good and I loved the range of options (half tests, half tests with answers, full tests, etc.). Starting with half test with answers and working my way to full tests without answers built my confidence. Also, their customer service is second to none. If I had a question about the test, my email was answered within the day, as opposed to most companies, which is never. Thanks so much!

Jackson Stith, SyndiGate Capital. Miami, FL

I successfully passed on the first attempt my Series 82 exam today after using the Solomon Exam Prep course. It is an excellent online study tool. The entire suite of exam prep offerings were very helpful as I could study at my own pace and customize my learning. I used the flashcards, quick and longer exams simulations and found the "Fast Facts" extremely useful as a final prep summary. I would highly recommend Solomon Exam Prep to anyone either just entering the securities industry or adding new licenses during their career.

Michael Ryan, Growth Capital Services. San Francisco, CA

Thank you, Jeremy, and the Solomon Exam Prep team for your tremendous support - just passed Series 82 on my first try. Jeremy - your magnificent support was invaluable - right from the random "cold" query, via your website, in December down to the personalised care and coaching I received during my prep. Couldn't have nailed this without you & the team.

Shilpa Mathai, Applied Capital, Indianapolis IN

I passed the 82 and 63 within a few months coming from no financial background. The exam simulator is fantastic and has a large pool of questions.

Taylor Hawks, Maraboyina Capital. Dallas, TX