Series 79: 1.1.2. Quarterly Reports: Form 10-Q

Taken from our Series 79 Online Guide

1.1.2. Quarterly Reports: Form 10-Q

In addition to the annual report on Form 10-K, a public company must file quarterly reports on Form 10-Q for each of the first three quarters of its fiscal year. A company does not need to file a 10-Q for its fourth fiscal quarter; it files the 10-K for the prior year instead.

The 10-Q contains unaudited quarterly financial statements. It also contains an MD&A sectio

+ Read More

More Series 79 Info

What are people saying?

Create an Account

Since you're reading about Series 79: 1.1.2. Quarterly Reports: Form 10-Q, you might also be interested in:

Series 24 - Other Types of Brokers

Series 14 - 6.1.8.3.2. Material, Nonpublic Information

Series 65 - 3.7.4.5. Bonus Annuities

Series 79 - 14.3.2.1.2. The Best Interests of Creditors Test

Series 3 - Exercise

Series 14 - 6.1.7.3.1. Naked Syndicate Short Positions

Series 65 - REIT Suitability

Series 82 - Arbitration Process

Series 26 - Registration of Broker-Dealers

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I studied for the Series 7, 79, and 82 with Solomon Exam Prep, and I never scored lower than a 90% on the actual exam! The Study Guides are easy to understand, and the Online Exam Simulator really prepares you. I just purchased the Series 24 Essential Package today!

Michael McGregor, Focus Bankers, Charlotte, NC

I felt well prepared. Exam experience went well. The exam prep content was spot on! I had studied previously under a different exam prep course and felt the content was not doing the trick. I was not prepared and needed to rethink my study approach. Luckily after taking the Solomon course I felt completely different and very prepared! The dashboard, lectures and specific detail to the areas where I needed improvement helped me pass the test! I felt so confident thanks to the preparation process and content Solomon provided. Thank you!! It was a great experience preparing with Solomon!

Brady Johnson, Herbert J. Sims & Co., Inc., Fairfield, CT

Had a challenge the first time with another provider and switched to Solomon. I found Solomon materials to be more comprehensive and the videos were a big help for the way I learn. Thanks to everyone at Solomon for going the extra mile.

Ray Catone, Fort Lauderdale, FL

I just passed the FINRA Series 79 exam!! I only used Solomon Exam Prep. I recognized the material that came up during the exam and felt comfortable all the way through!! That you all for your help!!

Walter Whitehead FNEX Capital. Los Angeles, CA

Solomon's Series 79 materials are clear and concise. They were recommended to me over other prep material companies. Above all, the full exam simulator was essential in gaining familiarity, comfort and speed on exam day. I felt prepared and passed the exam the first time around.

Carlos Medina, New Century Capital Partners, Inc., Charlotte,NC

Solomon has been hugely helpful to me. In 2022, they helped me prepare for the SIE, Series 63, and Series 79 exams, and I passed all 3 on the first try. I give huge credit to their focused materials and suggested timelines for keeping me on track!

William Windham, Solebury. Brooklyn, NY.