Series 65: 3.1.4.2 Diversification Of Funds

Taken from our Series 65 Online Guide

3.1.4.2 Diversification of Funds

Management companies can be either diversified or non-diversified. Because most investors purchase funds to achieve diversification, judging whether a fund is properly diversified or not is important. Funds can be diversified in several ways. They can diversify across asset classes (stocks versus bonds) or across industries (tech versus durable good

+ Read More

More Series 65 Info

What are people saying?

Create an Account

Since you're reading about Series 65: 3.1.4.2 Diversification Of Funds, you might also be interested in:

Series 63 - 4.4.1 Types of Client Accounts

Series 54 - 1.6. Exclusions from the Definition of Municipal Advisor

Series 50 - Categories of Municipal Advisor Professionals

Series 66 - 3.8.3 Structured Products

Series 24 - 4.3.1.1. SEC Rule 145: Transactions That Do and Don’t Require Registration

Series 66 - 4.2.2.3. Death

Series 6 - 7.3.1. Different Types of Investors and Investment Strategies

Series 24 - 2.5.4.3. Arbitration Process

Series 22 - Retail Communications That Include a Recommendation

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I used Solomon for the 63 and the 65 and PASSED both on 1st try. U will too.

Pavel Jezek, Denver, CO

Passed Series 65 (80%) on first attempt. THANK YOU, Solomon Exam Prep and all of your VERY helpful and courteous staff! Will be back for next two exams.

James M., Fort Lauderdale, FL

I have passed the SIE, Series 63, and Series 65 all on the 1st attempt. Thank you Solomon Exam Prep! The practice tests are great and really prepare you for the real exam.

Gary Kilanowski. Scottsdale, AZ

I passed the Series 65 today. Thanks so much. The Series 65 Exam Simulator and the iPhone app were my only study instruments. I didn't have any other study materials. Granted, I know that you encouraged me to not use the exam simulator as my sole source, but I found your practice tests to be more difficult than the actual exam. I had taken the series 65 in 1994, but it is a different test now. I received an 89%, finished 55 minutes early. I just took your exam simulator tests over and over. Funny thing, I was getting in the 75% range on your exams. Never broke 80%. Great apps! I really appreciate your generosity in extending my subscription to complete my prep. You are a good man. Thank you.

Daniel Q. Humphrey, Financial Guard, Pleasant Grove, Utah

I passed the Series 65 on the first try and I would absolutely give credit to this tool. We all learn in vastly different ways, so having the options available for a study guide, audiobook, video training, flash cards, practice tests - and ALL of the other resources available was critical to my success. I've been out of school for over a decade and remembering HOW to study was hard. I'm so glad I had all of these options.

Ashley Dunning, Inspire Investing. Kansas City, MO

I just wanted to let you know I took the Series 65(85), Series 63(90) and Series 7(90) and am pleased as can be with your guides and practice materials. Not only do they contain the facts that are needed to pass the exams, but are actually presented in a format that you are still interested and awake by the time you get there! Really brilliant instructions.

Michael, CPA, Registered Representative