Series 65: 6.2.2.3.1 Simplified Employee Pension (SEP) Plans

Taken from our Series 65 Online Guide

6.2.2.3.1 Simplified Employee Pension (SEP) Plans

SEP plans are IRA-based retirement plans for any sized business but are usually favored by small businesses. Under this type of plan, the business owner can make pre-tax contributions into IRA accounts set up for eligible employees and also for herself if the owner is self-employed. The plan allows employers to skip contributions in years when business is bad, but if the owner makes a contribution for herself she must also make contributions for h

+ Read More

More Series 65 Info

What are people saying?

Create an Account

Since you're reading about Series 65: 6.2.2.3.1 Simplified Employee Pension (SEP) Plans, you might also be interested in:

Series 54 - 3.3.3. G-44 Recordkeeping Requirements

SIE - Structure of Mutual Funds

Series 82 - Exercise

Series 24 - Other Asset-Backed Securities

Series 65 - 7.2.1.3.1. Marginable Securities

Series 6 - 4.1.4. Rights

Series 7 - 3.6.5. Rule G-5—Transactions Must Conform to MSRB and Other Agency Rules

Series 3 - 3.4.2.1. Soybean Crush Spread

Series 26 - Transfer on Death (TOD) Accounts

Series 6 - 7.4.1.5.4. Profit Margins

Series 66 - 4.4.4. Growth vs. Value Management

Series 14 - 2.8.5. Book-Entry Delivery: DVP vs. RVP

Series 6 - Introduction

Series 53 - 6.3.3.2. Six-Year Minimum Requirement

Series 14 - 6.1.7.3. Regulation M, Rule 104—Stabilizing Bids and Other Activities

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed the Series 65 with a 92% thanks to the Solomon practice exams. The questions on the practice exams were very similar to what I actually encountered on the actual exam, and the ability to take unlimited practice exams really built my knowledge and confidence. I highly recommend this product to anyone studying for the Series 65.

Neal Thompson, Denver, CO, Series 65

I passed the Series 65 on the first try and I would absolutely give credit to this tool. We all learn in vastly different ways, so having the options available for a study guide, audiobook, video training, flash cards, practice tests - and ALL of the other resources available was critical to my success. I've been out of school for over a decade and remembering HOW to study was hard. I'm so glad I had all of these options.

Ashley Dunning, Inspire Investing. Kansas City, MO

My oldest son purchased your Solomon audio exam guide to pass his Series 7, and I did the same for the Series 65 exam at his recommendation. Although I am 62 and have been out of college for forty(40) years, I passed my Series 65 exam on my first try. This would NOT have been possible without your excellent study materials. Thank you! for the service you provide to all aspiring test takers where so much is on the line!

Most Sincerely,

David Hartzell

Cornell Capital Management

David Hartzell, Cornell Capital Management, New York

I just passed my Series 65 exam yesterday!! Your study material was awesome! Unfortunately, they only provided pass/fail and no specific grade because I wanted to know how well I did. Thanks so much!

Cheryl Fluker, Members Advisory Group, Williamsville, NY

I just wanted to let you know I took the Series 65(85), Series 63(90) and Series 7(90) and am pleased as can be with your guides and practice materials. Not only do they contain the facts that are needed to pass the exams, but are actually presented in a format that you are still interested and awake by the time you get there! Really brilliant instructions.

Michael, CPA, Registered Representative

I passed the series 65 on my first attempt, thanks to the online quizzes & exams! The instant rationale feedback option really helped me think through the concepts. I highly recommend your testing material!

Ashley