Series 66: 7.8.4 Post-Registration Requirements

Taken from our Series 66 Online Guide

7.8.4 Post-Registration Requirements

There are very few post-registration requirements for investment adviser representatives, aside from the IAR not breaking the law and the IAR’s firm renewing his registration in a timely manner. The most likely post-registration requirement would be many states’ requirement to engage in some type of continuing education program during each renewal period.

+ Read More

More Series 66 Info

What are people saying?

Create an Account

Since you're reading about Series 66: 7.8.4 Post-Registration Requirements, you might also be interested in:

Series 24 - 4.3.2.5. Anti-Fraud Provisions

Series 22 - 5.1.2.4 Regulation Best Interest

Series 50 - Introduction

Series 79 - 8.1. Preparation

Series 54 - 3.1.4. Municipal Advisor Activities

Series 65 - 1.1. Business Cycles

Series 7 - 6.4 Exchange-Traded Notes

Series 66 - Cash Accounts

Series 50 - Analyzing the Credit and Debt of General Obligation Bonds

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I could not have passed [the Series 66] without your very comprehensive program. Thanks!

Arthur Almassy, Scottsdale, AZ

I passed the Series 66 today with an 85%. Your book and PDF test questions were great, and turned out to be the only study material I needed to pass the test on the first try. I'll look to you again when I need my Series 7. Thanks!

Joshua Reeves, San Diego, CA

Karen- I passed the Series 66! I cannot even begin to say thank you enough times. I continue to be impressed and amazed by your program.

Sarah Boone, Wells Fargo, Atlanta, GA

I purchased Solomon Exam Prep to get a leg up on the S66 exam. I had taken it a few times already missing it by 1-2 points. A friend of mine enrolled on the test site and passed it on the first try. We did share notes while she was studying. It was then I realized Solomon has something the other test prep companies did not have, which helped me get over the hump. I will recommend it to anyone who really want to pass it the first time up!

Dany H. First Command Norfolk, VA

I passed the Series 79, 7, and 66 thanks to your study guides. I scored an 85, 81 and 82, respectively. The exam simulator was highly useful and great preparation. I glossed over material I knew and really prepped topics related to laws and ethics, which these study guides effectively described and tested. I highly recommend Solomon!

Sean M, New York, NY

Passed 66 on the first try with flying colors. Solomon materials and advice was spot on. Follow it!

Craig Brand, Capital Financial Services, Nevis, MN