Series 63: 5.7.4 Client Confidentiality

Taken from our Series 63 Online Guide

5.7.4 Client Confidentiality

Few things can damage relationships like money. It can change people’s motivations, undermine their trust, and call into question their intentions. That’s why many clients are more apt to talk about their love lives than their financial lives.

To help protect client confidentia

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I took the Series 63 and passed on the 1st attempt. I have my degree in Exercise Science and had no previous finance training. I highly recommend the Solomon Exam Prep. Followed the recommended study plan and passed 8 practice tests. The practice exams prepared me for the actual test and I felt like the actual test was easier then the practice tests. Thank you Solomon!

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