Series 54: 2.2.2. Duties Of Non-Solicitor Municipal Advisors (Rule G-42)

Taken from our Series 54 Online Guide

2.2.2. Duties of Non-Solicitor Municipal Advisors (Rule G-42)

The MSRB requires that non-solicitor municipal advisors meet certain standards of conduct in their dealings with municipal entities, which includes fulfilling two duties: a duty of care and a duty of loyalty. In contrast, the MSRB also requires non-solicitor municipal advisors who are serving obligated clients to only uphold the duty of care, not the duty o

+ Read More

More Series 54 Info

What are people saying?

Create an Account

Since you're reading about Series 54: 2.2.2. Duties Of Non-Solicitor Municipal Advisors (Rule G-42), you might also be interested in:

Series 51 - Chapter 6 Practice Question Answers

Series 66 - Yield Spread

Series 82 - 3.2.5. Real Estate Investment Trusts

Series 7 - 17.3.1 Alternative Trading Systems

Series 65 - Exercise

Series 24 - 1.2.6.2. Withdrawal of Registration

Series 27 - Engaging an Independent Public Accountant

Series 3 - 6.1.6.2.4.1. Federal Open Market Committee

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

The Solomon material was invaluable in helping me pass this exam. The organization of the content, the tests, the video and lecture material, were all exactly on point. Thank you! (Series 54)

Mark Melio, Melio & Company, LLC. Northfield, IL

The series 7 quizzes were what made the study material the best. I just passed the series 7, it was my second time with Solomon. I Passed the SIE first attempt with their study material and it took me until the second attempt to pass the series 7 with their study material. The unlimited practice quizzes was what helped me pass. What an exciting day! I will be using them for the next 63 or 66!

Patrick Deal, Cape Securities. Frisco, TX

Finally! Having used the study material provided by my firm, I couldn't get over the passing level. Came out of pocket for Solomon, and passed [the Series 24] on the first effort - Thank you!

Scott Krogmann, Regions Bank, Knoxville, TN

Karen- I passed the Series 66! I cannot even begin to say thank you enough times. I continue to be impressed and amazed by your program.

Sarah Boone, Wells Fargo, Atlanta, GA

Used a different exam prep for my first 2 tries and failed miserably. Picked up the Solomon Series 6 full study package and passed my third attempt. The audio book and video lectures really made the difference. Thank you!

Rachel R, Ritter Insurance Agency, Huntington Beach, CA

I loved using Solomon Exam Prep. I used Solomon for 1 month and passed my Series 65 exam. I had previously used Kaplan and failed the same exam. I feel as if Solomon provided significantly better Exam prep and technology in a more concise manner than any other system I have used. Thank you for such a great service.

Mackenzie Abbate Knights of Columbus Slidell, Louisiana