Series 24: 1.2.5. Conditions Of Individual Registration

Taken from our Series 24 Online Guide

1.2.5. Conditions of Individual Registration

Once a person files a Form U4 with FINRA, it is registered into the Central Registration Depository, but the registration does not become valid until the person passes the appropriate qualification exam. No person is allowed to take an exam unless already associated with a member firm, nor can a person maintain an existing registration for longer than two years.

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