Series 24: 4.1.12.1. Liability For False Registration Statements

Taken from our Series 24 Online Guide

4.1.12.1. Liability for False Registration Statements

Section 11 of the Securities Act of 1933 lays out the consequences for filing a misleading registration statement. Under the Act, investors may sue various parties involved in the registration process of a new offering if there has been a material misrepresentation or omission in the registration statement. Defendants may include any party that signed the registration statement, including:

• The issuer

• The issuer’s executive officers

• The issuer’s principal accou

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: 4.1.12.1. Liability For False Registration Statements, you might also be interested in:

Series 50 - Asset-Backed Securities

Series 65 - Discounted Cash Flow Analysis

Series 24 - Preliminary Prospectus (Red Herring)

Series 53 - Yield and Dollar Price Calculations

Series 65 - Warrants

Series 79 - 14.2.1. Secured Claims

Series 14 - 9.1. Communications with the Public

Series 50 - Installment Purchase Agreement (IPA)

Series 7 - 9.1.1.2. Important Coincident Indicators

Series 50 - Comprehensive Annual Financial Report (CAFR)

Series 6 - 6.3.3.1. Variable Universal Life Insurance

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed the S24 today with a score of 80. Your study guide is great!!!

A.T.

I watched the videos twice, took notes from them, and took hundreds of practice problems. The test simulator was the best part of the program. I found it helpful that you could go back and look at the questions you missed and use them to help refine what to study. I definitely would recommend the program. Get 85%+ on the practice and you should pass the 24.

Kris Nyden, Seattle, WA

I passed my Series 24 with two weeks of nearly full-time study, using the textbook, the online class, and the exam simulator. The textbook was very readable and helpful in providing complete explanations, as well as helpful memorization tips. The online class and pre-recorded sessions were crucial to get through all of the material and put it in relative context. It was helpful to be able to have questions answered instantly and via email afterward. The online simulator questions were just like the exam questions, and the immediate feedback function was essential for learning from the practice quizzes and exam. I needed every minute of my study and practice time to count, and Solomon Exam Prep made it possible. Thank you!

T. Richmond, Bethesda, MD

Recently passed the Series 24 Exam. I owe it to the Solomon Exam Prep series. The format of study and testing preparation was easy to follow and comprehend. I had taken the exam before and used study material through a different provider. It did not give me the sense of readiness in the "connection of the dots" and time-management like the Solomon series did. Such a relief to see the word PASS.

Hope Brackin, Cambridge Investment Research, Inc., Auburn, AL

Passed the 24 today ... fun test.. You have a great product. The material was easy to follow and the practice tests were very, very helpful. Thank you.

Danny Klingler, Kestra Financial, Austin, Texas

I was very apprehensive about the Series 24 exam prior to taking it. Everyone I knew who had taken it informed me that it was an incredibly difficult test, with questions that were meant to trick you. After following Solomon's six week study outline and making flashcards for my weakest areas, I was averaging in the high 80s on the Solomon practice exams. That gave me the confidence I needed to walk into the test center feeling prepared, and the knowledge I needed to walk out of the test center having scored an 88. I am now recommending the Solomon Series 24 materials to everyone at the office!

Janie Richards, Austin, TX