Series 22: Principal Approval

Taken from our Series 22 Top-off Online Guide

Principal Approval

Final approval for opening a new account must be completed in writing at an Office of Supervisory Jurisdiction (OSJ), which is any office where orders are executed and customer funds and securities are

Since you're reading about Series 22: Principal Approval, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 22
Please Enable Javascript
to view this content!