Series 22: 6.1.1. FINRA Member Disclosure Requirements

Taken from our Series 22 Top-off Online Guide

6.1.1. FINRA Member Disclosure Requirements

FINRA members may not participate in a public offering of DPP securities or a limited partnership roll-up transaction without having reasonable grounds to believe that all relevant information made available through a prospectus is accurate.

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Since you're reading about Series 22: 6.1.1. FINRA Member Disclosure Requirements, you might also be interested in:

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Solomon Exam Prep was great! I passed my Series 22 with their materials. I failed my first time taking the exam using the Securities Institute of America's material. I was completely shocked because I did well in all my practice exams. So, I did extra research and found Solomon Exam Prep. It was exactly like the FINRA outline which was perfect. Highly suggest Solomon Exam Prep for Series 22.

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