Series 26: Review Of Customer Accounts

Taken from our Series 26 Online Guide

Review of Customer Accounts

Written supervisory control procedures require the periodic review of customer accounts to prevent and detect irregularities and abuses. Procedures must be reasonably designed to prevent the inspections from being compromised due to the conflicts of interes

+ Read More

More Series 26 Info

What are people saying?

Create an Account

Since you're reading about Series 26: Review Of Customer Accounts, you might also be interested in:

Series 50 - Blue Sky Laws

Series 63 - Chapter 1 Practice Question Answers

Series 65 - Determining the Basis of Mutual Fund Shares

Series 79 - Records To Be Made and Preserved

Series 66 - Determining Yield to Maturity Through the DCF Model

Series 53 - Annual Affirmation

Series 50 - Make Whole Call

Series 26 - Money Penalties in Civil Actions

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

My sincere thanks and appreciation to the team at Solomon. I've used your materials to pass the SIE and Series 6, both on the first try, and today with your help, I have passed the Series 26 exam on the first try as well! Thank you for the excellent materials and assistance!

Kristina Ribali, MWA Financial Services. Ave Maria, FL

I have passed the Series 6, 63, and 26 on my first tries, all with the excellent training offered by Solomon. I'll never use another platform for my material.

Jodee Hempel, Woodmen Financial Services. Omaha, NE

Thanks! I just passed my series 26 exam! Your material really helped!

Kevin Chambers

Solomon Exam Prep was the ticket to passing my Series 26 test. I would like to thank you all for your help! I highly recommend your study material for the FINRA exams.

David H. Viar, Farm Bureau Financial Services, West Des Moines, IA

I used Solomon to study for the 26 and most recently the 24. The material is layered in way that makes it manageable to digest and the instructor response time and explanations are outstanding. I passed both on the first attempt!

Gus Velleco, Allstate, Charleston, SC

I am so glad I used the Solomon prep information for my series 26. The simulator is awesome and helped me the most in having success in passing exam. I strongly recommend the materials for anyone taking the 26. Thanks Rosie!

Dan Smoot