Exercise
Answer True or False
For a firm with proper telemarketing procedures in place, the following associated person has violated federal law and/or FINRA’s telemarketing policy:
1. True or false. Called a potential client in New York from California at 7:00 p.m. PT.
2. True or false. Called a client with an established business relationship that is on the Federal Trade Commission’s national do-not-call list.
3. True or false. Called a potential client that is on the federal do-not-call list by error.
4. True or false. Cal