Series 14: 1.5.3. New York Stock Exchange (NYSE)

Taken from our Series 14 Online Guide

1.5.3. New York Stock Exchange (NYSE)

An auction market is one in which securities are traded on an exchange floor. An exchange has traditionally been a physical location where buyers and sellers get together to trade securities. This kind of market is referred to as an auction market because brokers gather around a trading post where a Designated Market Maker (formerly called a specialist) acts as auctioneer and allows supply a

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