Series 14: 3.2.2.2. Alternative: Schedule 13G

Taken from our Series 14 Online Guide

3.2.2.2. Alternative: Schedule 13G

Certain institutional investors, such as investment companies, banks, insurance companies, broker-dealers, and investment advisers, are eligible to use the shorter Schedule 13G instead of Schedule 13D, provided both of t

+ Read More

More Series 14 Info

What are people saying?

Create an Account

Since you're reading about Series 14: 3.2.2.2. Alternative: Schedule 13G, you might also be interested in:

Series 53 - Odd First Coupon

Series 65 - 7.1.5.2. Order Sizes

Series 6 - 7.5.1.5. Disclosure of Compensation and Other Fees

Series 7 - 6.1.7. Taxation of Mutual Funds

Series 3 - 4.1.8.2. Futures Options

Series 27 - Same-Day Notification

Series 6 - 5.1.2.4. Money Market Funds

Series 53 - Municipal Securities Rulemaking Board (MSRB)

Series 52 - 8.4.2. MSRB Rules

Series 14 - 5.2.1.1. Soft Dollar Arrangements

Series 50 - Municipal Debt Ratios

Series 65 - Options

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I would like to say a big thank you to Solomon for helping me pass my Series 14 exam. I took this exam the first time and missed passing by few marks. I was really sad and discouraged so reached out to Jeremy Solomon and he really took the time to talk to me and provide his guidance and advice. He also provided me with additional resources immediately to help with my second attempt. I recently passed this exam. Their study material is easy to understand and the Online Exam Simulator also has a lot of questions chapter-wise which were very helpful. Their customer service has been amazing and very responsive. Thank you Solomon. I will definitely recommend Solomon for anyone planning to take this exam.

Rachna Shah, CBRE. Beverly Hills, CA

I wanted to add my testimonial to the long list of successful test-takers. Passed my Series 65 today on the first try! The materials were well written and made the concepts easier to understand (especially to someone with no background in finance like myself). I was a big fan of the audio format as I have a long drive back and forth to work (other test prep providers did not have this option). The test simulators were also a huge help. Thanks to the folks at Solomon Prep!

Ralph Marshall, High Speed Alliance, Wilmington DE

I successfully passed the test [Series 65] thanks to you guys!!!!

Chad Cook, Old West Investment Management, Los Angeles, CA

I passed the Series 7 with an 86 percent! Solomon's exam prep material is the best. I highly recommend the online study guide and exam simulator.

Kim, Las Vegas, Nevada

I took the test yesterday and passed! I think I started your program on Monday. I have 15 years of banking experience but needed to retake exams as they lapsed between out of industry jobs. Despite the experience, all of the specifics around the number days you have pre and post certain events for a filing etc. needed to be refreshed.

The unlimited question data bank was exactly what I was looking for and the searchable online guide was a bonus. As I was preparing, the online module allowed me to both understand why a particular answer was incorrect and then quickly cross reference the course material to ensure I understood other nuances as well around the subject matter.

I have made a recommendation to our compliance team to use Solomon and will to others as well.

Neil Kahrim Hernshed Partners New York, NY

I stuck to the outline day by day and it really helped me with sticking to a routine and curriculum. I passed the Series 24 on my 1st try! Would definitely recommend this to anyone in the Securities Industry.

Rima Mehta, PNC Investments, Charlotte, NC